Quick Overview of Spielberger & Brooks
Since our inception in 1998, we’ve anchored our investment philosophy on diversification and quantitative asset allocation.
Mark Spielberger was formerly at the private bank now known as JP Morgan Chase. This allows the firm to combine the highly personal concierge services of a family office with the sophisticated resources of an institutional investment consulting firm.
Spielberger & Brooks believes in open architecture solutions and unbiased advice, setting the industry standard for today’s wealth management firms. Spielberger & Brooks is a market leader in objective wealth counseling for affluent investors.
The guiding tenets of the company’s business model – outstanding investment performance, exceptional service, objectivity and innovative thinking – integrate well with the increasingly sophisticated demands of high net worth families. Today, Spielberger & Brooks serves approximately 100 families of exceptional wealth. The firm provides clients with impartial investment consulting and a variety of wealth management services tailored specifically to the high net worth marketplace, with particular expertise in goal-based investment planning, portfolio construction, alternative investments, concentrated wealth strategies and performance reporting.
Spielberger & Brooks provides personalized, quality investment advisory services to affluent individuals to assist them in achieving their financial goals. In working to achieve these goals, we consider the client’s:
- Return objectives
- Tolerance for risk
- Time horizon
- Current income
- Wealth transfer and philanthropic objectives
- Need for liquidity
We look to build long-term solid relationships with our clients utilizing the five areas of financial planning:
- Retirement Planning
- Income Tax Planning
- Estate Planning
Combining the different areas of financial planning, helps us to better understand client’s needs, objectives, and desires which in turn helps clients to achieve many of their financial goals. We take a proactive, structured approach to communicating with our clients about the specific life circumstances that are likely to impact their financial future. Changing life stages and the associated financial events can lead to uncertain and stressful times. Through working together closely, we help our clients to be prepared and are able to alleviate many of the concerns and harms that can exist without proper planning.
Spielberger & Brooks is compensated by clients based on a percentage of assets under management. In some instances, a negotiated fee may be charged for financial planning services.
- $250,000 – $500,000
- $500,000 – $2M
- $2M – $4M
- $4M – $6M
- $6M – $8M
- $8M +
Base Fee +
- 1.25% on balance over $250,000
- 0.75% on balance over $500,000
- 0.60% on balance over $2M
- 0.40% on balance over $4M
- 0.30% on balance over $6M
- 0.20% on balance over $8M
Performance based fee information is available upon request.